ISSN: 2641-1768
Hagar Goldberg*
Received:November 08, 2021; Published:November 17, 2021
Corresponding author: Hagar Goldberg, The University of British Columbia (UBC), Vancouver Campus, 2329 West Mall, Vancouver BC, V6T 1Z4, Canada
DOI: 10.32474/SJPBS.2021.06.000227
Empathy, the ability to understand and share the feelings of others, and experience the world as you think someone else does, is a fundamental aspect of social connection, caring and belonging [1-5]. One’s ability to empathize develops gradually during childhood and is presumably influenced by children’s social environment [6-11]. If empathy is a malleable skill rather than a fixed trait [12,13], can it be nurtured and enhanced through development? What would be the experiences and interventions that would support children’s empathy development? Although empathy has been vastly studied it remained a challenging phenomenon to unlock, let alone translate into evidence- based educational practices. Here I propose a multidisciplinary approach to empathy and present a new frame work to empirically study the development of empathy.
Scientific literature in multiple disciplines has long distinguished
two core components of empathy -- (cognitive/affective). Affective
empathy involves sharing another person’s emotional experience
(I feel your pain), through automatic simulation and mirroring
of the other person’s physiology and emotional signals, creating
an emotional resonance [14-16]. In contrast, cognitive empathy
involves recognizing and understanding another person’s feelings
and thoughts (I see and understand your pain), through mentalizing,
perspective-taking, and theory of mind (TOM) [17-20]. But what
makes some children engage and act compassionately in difficult
social-emotional situations and others to ignore or avoid them? Are
these two components (affective and cognitive) sufficient to predict
empathic behavior? What are the dynamics and interconnections
between these components? A model of higher granularity is
necessary to unravel the developmental pathways of empathy, and
to differentiate empathy from other pro-social behaviors, which
may be linked but not interchangeable (e.g., complying with social
norms and self-interest-driven collaboration).
Though the experience of empathy is salient and undeniable
(both in the giving and receiving of it), defining, controlling and
measuring it is a very different story. The definition of empathy
(what it is and what it is not), and measuring it empirically, have
been the two major challenges in studying empathy. Unlike some
basic emotions (e.g., anger, fear, joy) which have been captured
and differentiated through various physiological measurements
(e.g., facial muscles activity, skin conductance, respiratory and
heart rate measurements), empathy is a relational, multilayered
emotion which is difficult to elicit on demand and capture its
distilled essence [21]. Most empathy studies rely on adult selfreport
measures, which shed light on subjective interpretations
of empathy-related experiences in retrospect. What builds
these experiences over time, and what leads to pro-social action
remains unclear. While behavioral neuroscience offers objective,
physiological measurements, it is constrained to artificial
laboratory settings which compromise the scope and intensity of
the experience. Social development research, on the other hand,
focuses on children in their natural environment where authentic
empathy sprout in real-time, but lacks objective, high-resolution
assessments of empathy.
Currently, different interpretations and speculations around
empathy fill the vacuum created by the empathy research
limitations. One example is the ongoing debate on the links
between affective empathy and pro-social behavior. Some suggest
that affective empathy is essential in drawing our attention to
others in need [22-25], while others argue that affective empathy
distracts from making a moral decision and acting compassionately
(especially when it comes to helping an outgroup member) [12].
As long as the empathy research is fragmented and not integrated,
each discipline is able to see and describe only part of the picture. In
order to understand empathy at its core, this vague concept should
be broken down to the most basic, measurable, building blocks
that can then be measured over time. I propose a Triadic Empathy
Model (see Figure 1) as a framework for studying empathy and its development. The Triadic Empathy Model is based on evidencebased
knowledge from neuroscience and social-emotional learning
(SEL) and invites a multidisciplinary integration between the
different facets of empathy (e.g., cognitive analysis, emotional
experience, action tendencies), through different measurements
(subjective reports, physiology and behavior).
Figure 1: The Triadic Empathy Model. Affective empathy: emotional and physiological resonance with the other person, through simulating and mirroring the other person physiology and emotional signals. This system is the earliest to develop, operates quick and spontaneously, in a bottom-up manned, activating primordial brain systems- the limbic system, pain matrix and mirror neurons. Cognitive empathy: understanding the others’ thoughts emotions and perspectives through Theory of Mind (TOM) and mentalizing. This system develops and function slower through an intentional top-down processing, and rely on the PFC (late) maturation. The author hypothesis is that a balanced and regulated social-emotional system, and a secure sense of self, leads to a healthy, restorative prosocial motivation, increase connection and active empathy and decrees social related distress.
A neurodevelopmental perspective of empathy
Empathy is a multifaceted skill that develops gradually and
hierarchically over time, through the incorporation and leverage of
several neuronal systems. Although we are not born empathetic,
empathy starts at birth. At the beginning, emotional sensing and
processing is spontaneous and automatic. Human babies are
extremely dependent; thus, connection and belonging are pivotal
for their survival. The newborn brain is evolutionarily “programed”
for seeking and benefiting from social stimuli and interaction,
a process known as ‘experience-expectant’ brain development
[26]. Human brain development is, therefore, highly dependent
on the interpersonal context and quality of early caregiver-infant
interactions which lay the neuronal foundation for empathy
development [27-30].
Notably, neurodevelopmental studies suggest that humans are
sensitive to others (social signals) even before establishing a strong
sense of self. Infants demonstrate attention bias to salient social
stimuli such as faces [5,11,22,14,16] and especially negatively
charged (angry and fearful) facial expressions [31,32]. The baby’s
perception of another person’s emotional state automatically
activates their own brain representation of this state, which primes
physiological responses accordingly. This process of emotion
contagion, the spontaneous emotional, bodily reaction to the
situation is a primal, low level facet of affective empathy [33-35]. It
Involves the limbic system, which is central in emotion processing
and memory, mirror neurons, selective to both action execution
and action observation (inferior frontal gyrus - IFG), and the pain
network, a shared matrix for experiencing and witnessing (others
in) pain (anterior insula – AI, and the dorsal anterior/anterior
medial cingulate cortex - dACC/aMCC) [36]. Neuroimaging studies
point to a developmental mechanism rooted in pain aversion and
rewarding prosocial motivations. Sensitivity to others’ emotions,
interpersonal harm aversion, and preference for prosocial
characters are early social inclinations that guide babies toward
protection, affiliation, and cooperation in their social world [7].
Over time, brain activity streams more to the prefrontal cortex
(PFC), indexing a higher level of emotional processing, and a shift
from the initial visceral response, to a more conscious, evaluative
emotional response [7]. If the primal, low-level-affective-empathy
is an autonomic emotional response to another person’s emotional
expression (e.g., emotion contagion), high-level-affective-empathy
is a feeling; an emotional experience based on bodily sensation
and the cognitive attributions one associates with the situation
of another person. The progression from low-level to high-level
affective empathy is a shift from feeling with to feeling for someone.
This shift requires concepts of self and other, social awareness, and emotional regulation, which rely on the PFC and therefore takes
time to develop. One example of high-level affective empathy is
empathic anger in reaction to another person’s unjust suffering and
victimization [30]. In their study, Vitaglione and Barnett found no
correlation between their empathic anger scale and any of the three
other anger scales that were tested. This finding suggests that,
unlike basic anger, which is a protective emotion over self, empathic
anger is a protective emotion over another person (feeling angry
for someone else), which makes it a social and moral feeling.
More recently, in a younger sample, empathic anger was found
to mediated the impact of both perspective taking and empathic
concern on how students responded when they saw others being
bullied [21]. Thus, empathic anger may be particularly relevant to
active empathic behavior.
The development of executive functions and the ventromedial
prefrontal cortex (vmPFC), enable the emerging of emotion
recognition, the awareness and ability to identify specific emotions,
a key facet of cognitive empathy. Next, throughout childhood and
adolescence, further development of the dorsolateral prefrontal
cortex (dlPFC) supports more cognitive flexibility, and with it the
ability to expand one’s perspective [7]. Perspective taking, the
deliberate and effortful process of understanding other points of
view, is another facet of cognitive empathy and one that mediates
emotion regulation skills [5,14,19]. The development of these
socio-cognitive facets of empathy enables emotion regulation and
other-oriented focus that prompts more effective and accurate prosocial
responses. Furthermore, pro-social behavior is reinforced
through a positive feedback loop. For example, altruistic behavior
has been associated with activations in the reward system (ventral
tegmental area - VTA, caudate and subgenual ACC) which, in turn,
has been found to predict subsequent helping behavior [25]. In
summary, with age and brain maturation, empathy joins bottomup
limbic activation (amygdala, posterior insula), and top-down
(vmPFC and dlPFC) activation processes, resulting in a multi-level,
regulated and integrated socio-emotional-cognitive experience
and a key precursor for pro-social behavior With this premise
that empathy is a three-dimensional construct involving cognitive,
affective, and behavioral components, I am proposing the triadic
empathy model.
From passive to active empathy; the triadic model of empathy
The Triadic Empathy Model (see Figure 1) is a framework
to conceptualize and study empathy in a multifaceted way. In
addition to the well-known Affective and Cognitive components of
empathy, Active Empathy is a third component referring to action
tendencies and behaviors propelled by the empathic experience.
Including the active part of empathy in the model enables studying
the motivational features of empathy, the direct connections that
exist among the different facets of empathy, and the dynamics of the
empathic cascade, from experience to action. From a developmental
perspective, the approach/withdrawal motivation framework
suggests that living organisms tend to approach positive and safe
stimuli and avoid negative and overwhelming stimuli, as an adaptive,
basic survival mechanism [17]. Furthermore, some emotions are
more strongly associated with approach action tendencies (e.g.,
anger) and others with withdrawal (e.g., fear and sadness) [17].
Understanding the underlying mechanisms of empathy can shed
light on children’s’ different reactions to intense social-emotional
situations, specifically, why some children demonstrate active prosocial
behavior while others stay passive or withdraw from these
situations.
The triadic model of empathy is dynamic and can be expended
to include further subdivisions of the three main components of
empathy. For example, perspective taking and emotion labeling,
both reflect cognitive analysis of emotional experiences, would
be examples of cognitive empathy. This high-resolution definition
of empathy is not semantics but a practical expansion of research
possibilities. Importantly, the subdivision of affective empathy
into low-level and high-level affective empathy enables access
to new research questions about the role of emotion regulation
and compassion fatigue in the empathic experience. For example,
among children that avoid active empathy, some do not understand
the situation, some understand but do not care, and some care but
do not act. Could the third option be due to a lack of transformation
between low level to high-level affective empathy (the transition
from feeling with to feeling for someone)? Could those individuals
withdraw and score low on active empathy, not because they do
not feel it, but because they feel it too much? This frame work
allows both hypothesis and empirical design to study them. My
hypothesis (as shown in Figure 1. by the turquoise arrows), is
that a cognitively regulated social-emotional system, and a secure
sense of self, leads to a healthy, restorative prosocial motivation,
increase connection and active empathy and decrees social related
distress. This hypothesis is yet to be tested, and the triadic model
offers an empirical design to study this hypothesis as well as others.
In addition, breaking down the big components to the most basic
building blocks opens the door to specific objective measurements.
For example, active empathy could be associated with children’s
social decision making and behavior in real situations; cognitive
empathy could be associated with children’s understanding
and analysis of social situations, and affective empathy could be
measured through physiological and hormonal changes (e.g.,
oxytocin and cortisol) during social-emotional situations.
A multi-level assessment scale, based on self-reports with additional behavioral and physiological measurements, under one comprehansive framework would be valuable in finding further hierarchical-developmental relations between the different components of empathy, and furthermore to explain how the development of empathic experience might be translates into action.
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